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12 CAPITAL GROUP

TRANSACTIONS

Trio Petroleum Logo


$550,000


Convertible Note
Placement Agent
DECEMBER 2023



$375,000


Convertible Note
Placement Agent
DECEMBER 2023



$1,125,000


Preferred Equity
Placement Agent
DECEMBER 2023



Financial Advisor
DECEMBER 2023



Exclusive Financial Advisor to Business Combination
DECEMBER 2023



$69,000,000


SPAC IPO
Sole Book Runner
DECEMBER 2023



$1,010,000


Private placement
Exclusive Placement Agent
NOVEMBER 2023



Exclusive Advisory
OCTOBER 2023



$344,000


Private placement
Exclusive Placement Agent
OCTOBER 2023



$1,750,000


Preferred Equity
Exclusive Placement Agent
OCTOBER 2023



$285,715


Convertible Note
Exclusive Placement Agent
OCTOBER 2023



$14,000,000


Initial Public Offering
Sole Book Running Manager
OCTOBER 2023

Trio Petroleum Logo


$2,000,000


Convertible Note
Exclusive Placement Agent
OCTOBER 2023

Mi Americas Logo


$500,000


Convertible Note
Exclusive Placement Agent
OCTOBER 2023

Ault Alliance, Inc. logo


$2,200,000


Registered Direct Offering
Exclusive Placement Agent
SEPTEMBER 2023



$3,000,000


Convertible Note
Exclusive Placement Agent
SEPTEMBER 2023



$15,000,000


Equity Line of Credit
Exclusive Placement Agent
SEPTEMBER 2023



Exclusive Advisory
SEPTEMBER 2023

Inspire Veterinary Partners Logo


$6,400,000


IPO
Sole Book Running Manager
AUGUST 2023



$1,350,000


Private Placement
Sole Placement Agent
AUGUST 2023


$3,125,000


OID Promissory Note
Exclusive Placement Agent
AUGUST 2023


$6,592,000


IPO
Co-Manager
AUGUST 2023



$1,090,000


Registered Direct Offering
Exclusive Placement Agent
JULY 2023



$9,600,000

IPO

$6,000,000

Placed As Selling Group Member
JULY 2023



$5,650,000


Initial Public Offering
Lead Underwriter
JULY 2023



$2,300,000


Registered Direct Offering
Exclusive Placement Agent
JULY 2023



$2,500,000


Registered Direct Offering
Exclusive Placement Agent
JULY 2023



$1,869,000


Secondary offering
Exclusive Placement Agent
JULY 2023

Mitesco inc Logo


$250,000


Private Placement
Exclusive Placement Agent
JUNE 2023

Mobiquity Technologies Logo


$3,000,000


Secondary Offering
Exclusive Placement Agent
JUNE 2023



$1,510,000


Senior Secured Convertible Note
Exclusive Placement Agent
JUNE 2023



$7,140,000


Initial Public Offering
Co-Manager
JUNE 2023



$100,000,000


Equity Line of Credit
Exclusive Placement Agent
JUNE 2023




Merger Advisor
JUNE 2023



$437,500


OID Promissory Note
Exclusive Placement Agent
MAY 2023



$1,714,285


Senior Convertible Note
Exclusive Placement Agent
MAY 2023



$5,520,000


Sole Book Running Manager
Initial Public Offering
MAY 2023



$1,550,000


Confidentially Marketed Public Offering
Sole Book Running Manager
MAY 2023



$13,799,758


Public Offering
Co-Manager
MAY 2023



$9,199,997


Public Offering
Co-Manager
MAY 2023



$1,350,000


Public Offering
Sole Book-Running Manager
APRIL 2023

Bitnile Logo


$6,875,000


Senior Secured Convertible Notes
Exclusive Placement Agent
APRIL 2023

Trio Petroleum Logo


$6,900,000


IPO
Sole Book-Runner
APRIL 2023


$18,100,000


Initial Public Offering
Sole Book-Runner
APRIL 2023


$16,000,000


Initial Public Offering
Co-Manager
MARCH 2023



$1,250,000


Private Placement
Exclusive Placement Agent
MARCH 2023


$500,000


Private Placement
Exclusive Placement Agent
MARCH 2023


$15,000,000


Initial Public Offering
Co-Manager
MARCH 2023


$1,823,529


OID Promissory Note
Exclusive Placement Agent
FEBRUARY 2023


$4,000,000


Senior Convertible Note
Exclusive Placement Agent
FEBRUARY 2023

Mobiquity Technologies Logo


$3,750,000


Public Offering
Sole-Bookrunner
FEBRUARY 2023

Mi Americas Logo


$375,000


OID Promissory Note
Exclusive Placement Agent
FEBRUARY 2023


$6,250,000


Registered Direct Offering
Exclusive Placement Agent
FEBRUARY 2023


$333,333


OID Note
JANUARY 2023


$388,889


OID Note
Exclusive Placement Agent
JANUARY 2023


$300,000,000


DeSpac of
JANUARY 2023

Giga Tronics Logo


$3,333,333


Senior Secured Convertible Note
Exclusive Placement Agent
JANUARY 2023

First Choice Logo


$138,462


Senior Secured
OID Note
Exclusive Placement Agent


Elephant Oil Logo


$500,000


OID Note
Exclusive Placement Agent


Lipella Pharmaceuticals Logo


$7,000,000


IPO
Sole Book-Runner Manager


Digital Brands Group Logo


$3,750,000


OID Note
Exclusive Placement Agent


Trio Petroleum Logo


$400,000


Common Stock
Exclusive Placement Agent


Mobiquity Technologies Logo


$1,437,500


Original Issue Discount Note
Exclusive Placement Agent


Lytus Technologies Logo


$3,333,333


Convertible Note
Exclusive Placement Agent



$23,500,000


Exclusive Placement Agent



$4,999,882


PIPE
Placement



$444,444


OID Senior Notes
Exclusive Placement Agent



$475,000


Convertible Note
Exclusive Placement Agent



$50,000,000


Equity Purchase Agreement
Exclusive Placement Agent



$6,580,000


Uplisting
Joint Book-Runner



$1,500,000


Convertible Note
Exclusive Placement Agent



$100,000,000


Atlas SPV
Exclusive Placement Agent



$100,000


Preferred Stock
Exclusive Placement Agent



$588,235


Promissory Note
Exclusive Placement Agent



$4,195,000


Uplisting
Joint Book-Runner



$14,254,252


IPO
Joint Book-Runner



$100,000,000


Atlas SPV
Exclusive Placement Agent



$100,000,000


Atlas SPV
Exclusive Placement Agent



$917,647


Convertible Note
Exclusive Placement Agent



$312,500


Convertible Note
Exclusive Placement Agent



$1,176,471


Senior Secured Convertible Note
Exclusive Placement Agent



$500,000


Convertible Note
Exclusive Placement Agent


$100,000,000


Atlas SPV
Exclusive Placement Agent


$588,235


Senior Secured Convertible Note Exclusive Placement Agent


$200,000


Preferred Stock
Exclusive Placement Agent



$100,000,000


Atlas SPV
Exclusive Placement Agent



$4,882,353


Senior Secured Convertible Note Exclusive Placement Agent



$300,000


Convertible Note
Exclusive Placement Agent



$100,000,000


Atlas SPV
Exclusive Placement Agent



$500,000


Convertible Note
Exclusive Placement Agent


$1,600,000


Convertible Note
Co-Placement Agent


$2,000,000


Senior Convertible Note
Co-Placement Agent



$100,000,000


Atlas SPV
Exclusive Placement Agent



$600,000


Convertible Note
Exclusive Placement Agent


$2,462,000


Senior Secured Convertible Note
Exclusive Placement Agent



$100,000,000


Atlas SPV
Exclusive Placement Agent


$100,000,000


Atlas SPV
Exclusive Placement Agent



$543,500


Senior Secured Convertible Note
Exclusive Placement Agent



$1,350,500


Senior Secured Convertible Note
Exclusive Placement Agent


$4,570,000


Senior Secured Convertible Note
Exclusive Placement Agent


$600,000


Convertible Note
Exclusive Placement Agent



$100,000,000


Convertible Note
Exclusive Placement Agent



$10,300,001


Underwritten Public Offering/Uplisting Joint Book Running Manager



$2,376,500


Convertible Note
Exclusive Placement Agent


$100,000,000


Atlas SPV
Exclusive Placement Agent


$22,000,000


IPO
Lead Book-Running Manager



$100,000,000


Atlas SPV
Exclusive Placement Agent



$1,764,710


Convertible Note
Exclusive Placement Agent


$100,000,000


Atlas SPV
Exclusive Placement Agent


$2,174,000


Convertible Note
Exclusive Placement Agent



$4,166,667


Convertible Note
Exclusive Placement Agent



$2,250,000


Series A Preferred Stock
Exclusive Placement Agent



$5,500,000


Convertible Note
Exclusive Placement Agent



$17,000,000


Underwritten Public Offering | Sole Book-Running Manager



$5,000,000


Senior Convertible Note
Exclusive Placement Agent



$100,000,000


Atlas SPV
Exclusive Placement Agent



$2,994,000


Senior Convertible Note
Exclusive Placement Agent



$100,000,000


Atlas SPV
Exclusive Placement Agent



$50,000,000


ATM Program
Co-Sales Agent



$1,125,000


Convertible Note
Exclusive Placement Agent



$20,000,000


Public Offering
Series D Preferred Stock Co-Manager



$300,000,000


IPO
Co-Manager



$11,000,000


Senior Convertible Note
Lead Placement Agent



$25,000,000


Convertible Notes
Exclusive Placement Agent


$12,500,000

IPO

$1,875,000


Over Allotment Sole Book-Running Manager


$41,800,000


Registered Direct Common Priced At Market - Co-Advisor



$12,000,000


Follow-On Equity Offering
Co-Manager



$10,000,000


Registered Direct Common Priced At Market



$4,000,000


Registered Direct Common Priced At Market - Exclusive Placement Agent



$4,750,000


Registered Direct Common Shares Exclusive Placement Agent



$15,000,000


PIPE
Exclusive Placement Agent



$24,000,000


At-The-Market Equity
Joint Book Runner


$30,000,000


Follow-On Equity Offering
Co-Manager


$5,100,000


Registered Direct Common Priced At- Market - Exclusive Placement Agent



$300,000,000


Strategic Partnership
Karma Logo
Sole Advisor


$6,200,000


Follow-On Equity Offering
Exclusive Placement Agent


$15,000,000


Registered Direct Common Shares
Co-Advisor



$10,000,800


IPO
Co-Manager



$8,235,500


Follow-On Equity Offering
Co-Book Runner


$9,250,000


Registered Direct Common Priced At Market - Exclusive Placement Agent


$6,056,777


Follow-On Equity Offering
Exclusive Placement Agent


$3,379,000


Follow-On-Equity Offering
Exclusive Placement Agent



$5,500,000


Registered Direct Common Shares
Co-Advisor


$2,333,333


Registered Direct Common Priced At Market - Exclusive Placement Agent


$15,000,000


Acquisition of 14 restaurants

$2,000,000

Bridge Financing


$5,000,000


PIPE
Exclusive Placement Agent


$12,5000,000


Acquisition of 24 restaurants

$1,000,000

Bridge Financing



Exclusive Advisory


$9,000,000


PIPE
Exclusive Placement Agent



$13,500,000


At-The-Market Equity
Joint Book Runner



$3,750,000


PIPE
Exclusive Placement Agent


$623,000,000


IPO
Co-Manager



$19,500,000


IPO
Bookrunner



$20,000,000


Follow-on Equity Offering
Financial Advisor



$14,500,000


PIPE
Lead Placement Agent



539,000,000


Business Combination


100,000,000


Israeli Bond Issuance
Exclusive Financial Advisor*


$75,000,000


Capital Advisor to Searchlight Capital's



$12,000,000


IPO
Bookrunner



$44,620,000


Follow-on Equity Offering
Co-Manager



8,500,000


PIPE
Exclusive Advisor Capital Raiser

$10,000,000


Exclusive Advisor
Capital Raiser


$58,100,000


Follow-on Equity Offering
Co-Manager



$50,242,420


Secondary Offering
Co-Manager



$20,000,000


Reg A+
Lead Agent*



$94,000,000


Note Purchase
Exclusive Advisor
Capital Raiser*



$275,000,000


Placement Agent Term Loan B Facility Due 2021


$31,000,000


Follow-on Equity Offering
Co-Manager*



$18,000,000


Preferred Stock Offering*



$26,740,000


Follow-on Equity Offering Co-Manager*



$60,000,000


$25 Par Debt Offering*



$172,500,000


IPO
Co-Manager*



$450,000,000


Sr. Unsecured Fixed Due 2025
Co-Manager*



$6,000,000


PIPE
Joint Bookrunner



$18,000,000


Preferred Stock Offering*



$4,200,000


Exclusive Placement Agent




Advisory, Consulting,
M&A Services




Advisory, Consulting,
M&A Services




Advisory, Consulting,
M&A Services




Advisory, Consulting,
M&A Services



$15,000,000


PIPE
Exclusive Advisor Capital Raiser




Advisory, Consulting,
M&A Services




Advisory, Consulting,
M&A Services




Advisory, Consulting,
M&A Services




Advisory, Consulting,
M&A Services




Advisory, Consulting,
M&A Services




Advisory, Consulting,
M&A Services




Advisory, Consulting,
M&A Services